A single platform for all the front to back office wealth management needs
Wealth Intelligence (WIN) is a suite of full integrated front, middle and back office wealth management solutions. The integrated Wealth Intelligence system is designed to allow asset and wealth management firms run their complete business life cycle from a single platform, without having to use multiple systems.
The platform provides investment and wealth managers all the tools needed to service and retain existing clients, in addition to the automation needed to contain or reduce costs, the flexibility not to limit future business models and the scalability to ensure there is no ceiling to growth. The flexible modules offer automation needed to embed best practice and drive efficiencies through the middle and back office. It provides the data and account valuation / performance reporting required to make good investment decisions whilst remaining compliant, a dedicated client portal and other reporting channels necessary to communicate these to the clients.
Improves advisors & portfolio managers’ decision making acting as a single source of truth
Increased automation improves efficiencies, allowing investment managers to manage more with less resources
Reduce client onboarding time with our automated onboarding, KYC & AML checks
Lower your cost of transaction by improved straight through processing, reduced need for manual intervention and gain economies of scale with order aggregation / bulking
Reduce your risk, whilst improving client / stakeholder services by automating your end to end corporate actions processing
Improved client reporting services will facilitate retention and increase referrals, which in turn will lead to better organic growth of your business
Ensure that scalability in your back office does not impede your plans to grow both AUM and account numbers
Access to Client’s wealth management information at any time, from anywhere and on any device
Facilitates customer self-service including updating personal details, uploading documents, IDV etc.
Integrated reporting and document management system
Point of access for additional tools
Track your prospect from initial contact through to signing as a client
Automated KYC and AML checks while remaining compliant
Web based onboarding allows client self-service, relationship manager assisted service and remote back office data input
Automates existing assets transfer process and messaging
Risk / capacity for loss questionnaires, the automatic allocation of risk mandate and trading restrictions
Configurable workflows, controls validations and authorisations
All the tools and information that an investment manager needs in one place
Provide 360-degree view & analysis of clients
Monitor all client account drift & compliance against suitability / risk mandates
Comprehensive portfolio modelling tools
The ability to toggle to client portal in order to share the client’s view
Can be white labelled to your brand, or your customer’s brand
Fully audited STP from order capture to execution
Support of all order types
Comprehensive, configurable pre, post trade vetting and authorisation rules
Intelligence routing of orders through to execution platforms and venues
Aggregation of bulk orders & the management of parent / child order allocation in the event of partial fills
MIFID II transaction reporting
Calculate performance on individual positions, or consolidated at the account, client and reporting group levels
GIPS compliant TWRR or Modified Dietz calculation methodology
Performance measurement against a benchmark or composite benchmark
Never miss or process an erroneous event
Build in best practice for event diarisation
Scheduling and routing internal and external communications
Election process management
Process entitlements, where this is not performed in the back office platform
Support for self-clearing members and Model B settlement models
Provision for segregated and omnibus custody account structures
Automated CSD & regulatory reporting for most European, American, Asian and Australasian jurisdictions
Reconciliation tool to ensure holdings alignment with custodians, CSDs and regulators
Flexible and automated module allows the calculation, application and booking of individual or multiple fees of any type
Fee scales are configurable & can include fixed value, percentage and tiered calculation models
Fees are calculated and accrued at any frequency & reserving cash or billed fees can be configured to your business model
Facilitates MiFID II ex post and ex ante cost disclosure
Fee calculation on behalf of third parties
One home for all your ‘banking’ information including 3rd party details
A calendar view of all upcoming payments
The automation of inbound and outbound standing orders
Ad-hoc payments
Fully audited, built in four eye check/ authorisation of transactions
Supports BACS, CHAPS and other formats
A faster & deeper view of all the data in one place
Preconfigured functions for management information, compliance, data, reconciliation etc.
Data visualisation, real-time dashboards with intuitive drill downs and filters
Add functions and algorithms to identify trends, outliers and perform mathematical and reconciliation functions
Machine learning and AI ready
Construct, distribute and print persona and purpose specific reporting packs
Reporting packs can include performance, valuation, transaction, cash, fees, tax & CGT, model variance and market commentary components
Pre a& post report validation
Reports can be scheduled or run on an ad hoc basis
Multiple distribution channels