Wealth Intelligence (WIN)

Wealth Intelligence (WIN) Icon

A single platform for all the front to back office wealth management needs

Wealth Intelligence (WIN) is a suite of full integrated front, middle and back office wealth management solutions. The integrated Wealth Intelligence system is designed to allow asset and wealth management firms run their complete business life cycle from a single platform, without having to use multiple systems.

The platform provides investment and wealth managers all the tools needed to service and retain existing clients, in addition to the automation needed to contain or reduce costs, the flexibility not to limit future business models and the scalability to ensure there is no ceiling to growth. The flexible modules offer automation needed to embed best practice and drive efficiencies through the middle and back office. It provides the data and account valuation / performance reporting required to make good investment decisions whilst remaining compliant, a dedicated client portal and other reporting channels necessary to communicate these to the clients.

Improved Productivity

Improves advisors & portfolio managers’ decision making acting as a single source of truth

Increased automation improves efficiencies, allowing investment managers to manage more with less resources

Reduced Cost & Risk

Reduce client onboarding time with our automated onboarding, KYC & AML checks

Lower your cost of transaction by improved straight through processing, reduced need for manual intervention and gain economies of scale with order aggregation / bulking

Reduce your risk, whilst improving client / stakeholder services by automating your end to end corporate actions processing

Increated AUM & Business Revenue

Improved client reporting services will facilitate retention and increase referrals, which in turn will lead to better organic growth of your business

Ensure that scalability in your back office does not impede your plans to grow both AUM and account numbers

Client Portal

Access to Client’s wealth management information at any time, from anywhere and on any device

Facilitates customer self-service including updating personal details, uploading documents, IDV etc.

Integrated reporting and document management system

Point of access for additional tools

Prospecting, Onboarding & CLM

Track your prospect from initial contact through to signing as a client

Automated KYC and AML checks while remaining compliant

Web based onboarding allows client self-service, relationship manager assisted service and remote back office data input

Automates existing assets transfer process and messaging

Risk / capacity for loss questionnaires, the automatic allocation of risk mandate and trading restrictions

Configurable workflows, controls validations and authorisations

Portfolio Management

All the tools and information that an investment manager needs in one place

Provide 360-degree view & analysis of clients

Monitor all client account drift & compliance against suitability / risk mandates

Comprehensive portfolio modelling tools

The ability to toggle to client portal in order to share the client’s view

Can be white labelled to your brand, or your customer’s brand

Trading & Order Management

Fully audited STP from order capture to execution

Support of all order types

Comprehensive, configurable pre, post trade vetting and authorisation rules

Intelligence routing of orders through to execution platforms and venues

Aggregation of bulk orders & the management of parent / child order allocation in the event of partial fills

MIFID II transaction reporting

Performance Measurement

Calculate performance on individual positions, or consolidated at the account, client and reporting group levels

GIPS compliant TWRR or Modified Dietz calculation methodology

Performance measurement against a benchmark or composite benchmark

Corporate Action Management

Never miss or process an erroneous event

Build in best practice for event diarisation

Scheduling and routing internal and external communications

Election process management

Process entitlements, where this is not performed in the back office platform

Custody & Settlement

Support for self-clearing members and Model B settlement models

Provision for segregated and omnibus custody account structures

Automated CSD & regulatory reporting for most European, American, Asian and Australasian jurisdictions

Reconciliation tool to ensure holdings alignment with custodians, CSDs and regulators

Fees & Invoicing

Flexible and automated module allows the calculation, application and booking of individual or multiple fees of any type

Fee scales are configurable & can include fixed value, percentage and tiered calculation models

Fees are calculated and accrued at any frequency & reserving cash or billed fees can be configured to your business model

Facilitates MiFID II ex post and ex ante cost disclosure

Fee calculation on behalf of third parties

Banking & Cash Management

One home for all your ‘banking’ information including 3rd party details

A calendar view of all upcoming payments

The automation of inbound and outbound standing orders

Ad-hoc payments

Fully audited, built in four eye check/ authorisation of transactions

Supports BACS, CHAPS and other formats


A faster & deeper view of all the data in one place

Preconfigured functions for management information, compliance, data, reconciliation etc.

Data visualisation, real-time dashboards with intuitive drill downs and filters

Add functions and algorithms to identify trends, outliers and perform mathematical and reconciliation functions

Machine learning and AI ready


Construct, distribute and print persona and purpose specific reporting packs

Reporting packs can include performance, valuation, transaction, cash, fees, tax & CGT, model variance and market commentary components

Pre a& post report validation

Reports can be scheduled or run on an ad hoc basis

Multiple distribution channels